About Nick: i am an economist based in malaysia. I write about ECONOMIC DEVELOPMENT AND POLITICAL ECONOMY, while sneaking in a pop culture reference or two.

Holding "Due Process" Accountable

A few weeks ago, during the midst of the Black Lives Matter (“BLM”) protests in the United States, in the academia section of the Economics universe, University of Chicago Professor Harald Uhlig set off a firestorm. In a series of Tweets, Uhlig stated his opposition to a popular policy proposal put forth by the BLM movement. The policy proposal was “Defund the Police” – a policy aimed at reducing funding to police forces across the United States in the wake of police brutality. “Defund the Police” is a complex, multi-angle issue and requires some serious debate. And that’s where Uhlig comes in.

On his Twitter account, Uhlig voiced his opposition to the “Defund the Police” proposal by the BLM movement stating as follows:

“Too bad, but #blacklivesmatter per its core organization @Blklivesmatter just torpedoed itself, with its full-fledged support of #defundthepolice: “We call for a national defunding of police.” Suuuure. They knew this is non-starter, and tried a sensible Orwell 1984 of saying, oh, it just means funding schools (who isn’t in favor of that?!?).  But no, the so-called “activists” did not want that. Back to truly “defunding” thus, according to their website. Sigh. #GeorgeFloyd and his family really didn’t deserve being taken advantage by flat-earthers and creationists. Oh well. Time for sensible adults to enter back into the room and have serious, earnest, respectful conversations about it all: e.g. policy reform proposals by @TheDemocrat and national healing. We need more police, we need to pay them more, we need to train them better. Look: I understand, that some out there still wish to go and protest and say #defundthepolice and all kinds of stuff, while you are still young and responsibility does not matter. Enjoy! Express yourself! Just don’t break anything, ok? And be back by 8pm.”

This led to a heated backlash from other economists who responded by condemning the disrespectful and mocking tone taken by Uhlig in his Tweets. There was another response – a petition to the Journal of Political Economy (“JPE”), where Uhlig is editor-in-chief, to call for the resignation of Uhlig from his position. The JPE is one of the “Top  5” economics journals in terms of citations and readership and is often used as a distinguishing marker for promotions in academia.

In that petition, the call for Uhlig’s resignation was stated as follows: “[Uhlig’s comments and Twitter posts] hurt and marginalize people of color and their allies in the economics profession; call into question his impartiality in assessing academic work on this and related topics; and damage the standing of the economics discipline in society. We do not question the right of Prof. Uhlig to make such comments, but we are strongly opposed to him holding a position of power as the editor of a prominent journal in our discipline.”

This petition itself launched its own series of reactions. A personal example is a Whatsapp group with my graduate school friends, where the call for Uhlig’s resignation led into a spirited discussion on “due process”. There were some who were troubled by the petition itself, where professional, non-popularly-elected positions in institutions such as the JPE could be impacted by popular pressure, as opposed to “due process” in reviewing those positions. The argument was essentially that whatever deliberations on any position should follow due process, and a petition by those who may or may not be members of that institution or have a say in the decisions of that institution does not constitute due process.

To be clear, following “due process” is important in ensuring that we follow a consistent and systematic set of rules in decision-making, as opposed to an “anything goes” system. However, “due process” is a human creation, and human creations are necessarily imperfect. Falling back on and strictly following a “due process” that may have systematic problems may mean that the optimal decision, or the most ‘just’ decision, might not be achieved.

There are two main reasons for this. The first is that “due process”, as a human creation, is naturally biased towards survival and self-preservation. Those that create “due process” are typically those who are already in authority, who then create these processes typically to maintain some order. However, there is a natural tendency for those in authority to create processes, wittingly or otherwise, in favour of themselves covered by some principle of 'fairness.' As such, "due process" tends to protect those in authority and is rarely invoked in favour of those who are not in authority against those who are. Examples abound everywhere around the world.

The second reason is that any set of “rules of the game” or “due process” by any institution, can be discriminatory in practice, even if it was created with the best of intentions and principles. In an article by Harvard sociologists Mario Small and the late Devah Pager, they point out that the Economics literature tends to view racial discrimination as an individual-based discrimination. However, they argue that this view is incomplete and institutional discrimination is also worth examining in detail.

In the paper, they state that institutions can discriminate when they “[institute] practices, formally or informally that treat people of different races differently, regardless of whether the practices were driven by prejudice and regardless of whether the managers, directors, or employees following the norms are themselves racially prejudiced. Many organizational processes with discriminatory consequences have a similar form: an institutional practice that is in theory race-neutral affects racial minorities because it is applied in a context with a preexisting racial difference, gradient, or level of segregation.” To be clear, discrimination here need not just be racial, it can be based on gender, class, education, sexual preference, and much more.

One illustrative example is as follows. Let’s suppose a company says, “We will only hire individuals who score at least 9A+ in SPM.” On the surface, it seems like an unbiased principle, at least from the perspective of meritocracy. But what it ignores is that there is a whole context of social issues that go into scoring 9A+ for the SPM. Students from wealthier families get extra tuition, go to better public schools (high correlation with neighbourhood house prices), do not have to support their family with part-time work and so on. And over time, the company as an institution builds a practice of income-based discrimination masquerading as fair meritocracy even if none of its employees meant to discriminate. Meritocracy has its strong positives, for sure, but it also comes with social issues that need to be contextualised.

Harald Uhlig was cleared by the JPE and, indeed, his position was reviewed not because of his Tweets, but because of his conduct in a classroom setting. I’m happy to give the benefit of the doubt to the JPE that it followed its own due process. But let’s not forget that, everywhere around the world, a seemingly fair due process might be masking a whole range of institutional issues, especially when they have been built up over time. Historical discrimination can have serious contemporary consequences via arcane laws or outdated organisations, which research shows can then impact our cultural norms. We need to be more critical of institutions, however ‘fair’ they may purport to be.

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